The Securities Department enforces laws regarding securities, stocks, mutual funds, commodities, real estate offerings, and uninsured investment products sold by banks and others. The Securities Department can provide information to help make informed investment decisions.
The Securities Department is also responsible for preventing fraud and abuse in the sale of all but the largest securities offerings. If there is a question or complaint about an investment that has been made or is about to be made, the company or the bank should be called. If the complaint or question is not answered, call the Securities Department.
Toll free number is in state only.